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Frequently Asked Questions

FAQ

What services does your company offer for financial institutions?

Regscope offers a wide range of services for financial institutions, including FCA compliance assessments, regulatory reporting and notifications, compliance program development and training. We have over 20 years of combined experience dealing with FCA regulations, so you can trust us to provide expert guidance for your financial institution.

How can your company help my financial institution comply with FCA regulations?

Our team of experts can help your financial institution comply with FCA regulations by conducting a thorough assessment of your current compliance program, identifying areas of weakness, and providing recommendations for improvement. We can also assist with regulatory reporting and notifications, and help develop and implement a robust compliance program.

How do you stay current on changes in FCA regulations and guidance?

We stay current on changes in FCA regulations and guidance by monitoring relevant publications and attending industry conferences and events. Our team also regularly participates in continuing education programs to ensure they are up-to-date on the latest developments in the field.

How do you determine your fees for FCA compliance consulting services?

Our fees for FCA compliance consulting services are based on the scope and complexity of the project. We will provide a detailed proposal outlining the scope of work, timelines and associated costs for your review and approval before we begin any work.

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